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Even before the AIDS epidemic,
Anthony S. Fauci, director of the National Institute of Allergy and Infectious Diseases of
the National Institutes of Health, was a leading scientist, working in the field of
immuno-regulation. His early research on immuno-suppressive therapy helped develop
effective treatments for rheumatologic diseases such as polyarteritis nodosa, Wegener's
granulomatosis, and lymphomatoid granulomatosis. With the arrival of AIDS, Fauci shifted
his focus and since 1981 has contributed to the understanding of how HIV cripples the
immune system, as well as how endogenous immune factors amplify HIV in the body.



"I think
we are going in the right direction in research now," says Anthony S. Fauci
of the NIAID. "I'm not talking about walking out of here with a cure and a
vaccine; I'm talking about having things under much better control." |
In 1993, for example, Fauci and
colleagues published a paper in Nature describing viral activity in lymphoid tissue during
the disease's so-called "latent" stage (see G. Pantaleo, et al., Nature,
362:355, 1993). The paper, which was a mainstay in Science Watch's biology Top Ten lists
during 1994 and 1995, has now been cited more than 500 times and stands as the most-cited
paper of the last three years in AIDS research. As biology correspondent Jeremy Cherfas
noted recently, the paper caused a major shift in the way researchers view the virus and
helped to revitalize the entire field (see Science Watch, 7[2]:8, March/April 1996). More
recently, Fauci reported encouraging results with the use of IL-2 for immune
reconstitution of HIV-infected individuals. With over 32,000 citations to his work, Fauci
is now the fifth most-cited scientist of the last 15 years.
Outside the laboratory, as the
government's point man on HIV research, Fauci is helping shape the government's AIDS
research agenda.
Fauci received his M.D. degree from
Cornell University Medical College in 1966 and then completed an internship and residency
at Cornell Medical Center in New York City. In 1968, Dr. Fauci came to the NIH as a
clinical associate in the Laboratory of Clinical Investigation at the NIAID. In 1974, he
became Head of the Clinical Physiology Section, LCI, and in 1977, he was appointed Deputy
Clinical Director of NIAID. He was appointed Chief of the Laboratory of Immunoregulation
in 1980 and was named Director of the NIAID in 1984. Science Watch correspondent Paul
Kefalides met with Fauci at his offices in the NIH in Bethesda, Maryland.
How did you first
become involved in HIV research?
Fauci: It was an interesting
evolution. Fate, in essence, made a lot of things come together. I remember very clearly
in the summer of 1981 when I got wind through the Morbidity and Mortality Weekly Report of
these unusual cases of immunodeficiencies in gay men. I didn't know what it was, but it
somehow suggested an infectious disease to me. As we started to learn more about the fact
that there seemed to be a selective CD4 positive T-cell defect, a number of people started
thinking, well, maybe this is some sort of aberrant retrovirus similar to HTLV-1. But I
was not a virologist; I decided to approach this disease from the immunologic and
immunopathogenic standpoint. Over the next three years, I converted most of my laboratory
to the pursuit of HIV research. By the mid-1980s, once we had the virus in hand, my entire
section of the laboratory became involved in research on the immuno-pathogenic mechanisms
of HIV disease.
In reviewing your
publications, it's clear that you were able to learn a great deal about HIV pathogenesis
even before the virus was identified.
Fauci: Absolutely. For
example, we had done some work on the role of aberrant hyperactivity of B-cells in
autoimmune diseases, so we decided to check for any kind of B-cell defect. We found, to
our extraordinary surprise, that there was an aberrant hyperactivity--a paradoxical
hyperactivity of one limb of the immune response concurrently with a defect in the T-cell
limb of the immune response. We demonstrated that there was a polyclonal activation of
B-cells, and that was the first paper that we published in the New England Journal of
Medicine in 1983. We then started looking at some of the T-cell defects, and we were the
first to demonstrate, back in 1985, that it was an antigen-specific defect that was much
more pronounced than a mitogen-induced defect. So cells could not respond to certain
antigens and yet they could be triggered by mitogens. This work was a natural evolution of
what I was doing in the 1970s on immune-system regulation.
In what ways did
this early research provide a groundwork for our understanding of HIV?
Fauci: One of the questions I
asked back then was, since the virus and the disease seem to be active chronically and
it's possible to get the virus to propagate in culture but it needs a cell with an
activated phenotype--that is, a cell that is turned on a bit--then why is it that people
with HIV disease have chronic disease that goes on and on with cells in a perpetual state
of activation? How is the virus able to activate the cell and stay at a state where it
continually, but at a very low level, expresses virus? The thought occurred to me, maybe
it's the normal immunoregulatory cytokines that do it. So we developed our cell line, the
ACH-2 and the U-1 cell lines, and we demonstrated that cytokines like TNF-1 and IL-1[beta]
and IL-6 were able to induce the expression of HIV in chronically and latently infected
cells. We then demonstrated the basis of this at the molecular level.
This led to a number of our studies on the cytokine network. Thanks to PCR
techniques, we now know that the virus can essentially replicate throughout the course of
HIV disease. So the theory that we originally put forth in the mid-1980s--that cytokines
are responsible for this--fits perfectly with what researchers are finding. It is the
normal milieu of lymphoid tissue that is responsible for the constant propagation of
virus. This led us to compare the quantity of virus in peripheral blood to that in lymph
nodes. When we looked at peripheral blood lines of these cells, using in situ
hybridization or RNA and DNA PCR, we found that very few were infected. So we said, why
don't we take a look at the lymph nodes? That's when we switched our lab over to looking
at lymphoid tissue.
That was the point
at which you focused on lymph nodes, and in so doing redefined the notion that HIV can be
a latent infection?
Fauci: Yes. In our first
paper on this topic, we noted the extraordinary situation where all this virus was
clustered in the lymph node at a time when one would assume that there was not a lot of
virus in the blood. Then we did a prospective study, taking three groups of people and
designating them either early, intermediate, or advanced, depending on the degree of
depletion of their CD4 cells. We looked simultaneously at each person's blood and lymph
node to determine, at a time when there is very little virus in the blood, how much virus
resides in the lymph node. That's the paper that first demonstrated that even very early
in disease, there is always active virus replication and it occurs in the lymph node.
This paper really caused researchers to rethink what latency meant. Although
many patients may be clinically latent, meaning they are feeling well, we in the field
have probably made the wrong assumption that this equates with disease latency and
microbiological latency. We know now that there is never disease latency except in the
case of the long-term non-progressors. Nor is there ever microbiological latency--with
very few, rare exceptions.
Anthony S. Fauci's
Highest-Impact Papers
Published Since 1988
(Ranked by average citations per year, with citations updated through 1997) |
Rank |
Paper |
Cites
through 1995* |
Cites
through 1997 |
Avg.
cites per year
through 1997 |
| 1 |
G. Pantaleo, et al., "HIV infection is active
and progressive in lymphoid tissue during the clinically latent stage of disease,"
Nature, 362(6418):355-8, 1993. |
498 |
847 |
169 |
| 2 |
G. Pantaleo, C. Graziosi, A.S. Fauci, "The
immunopathogenesis of human immunodeficiency virus infection," New Engl. J.
Med., 328(5):327-35, 1993. |
301 |
480 |
120 |
| 3 |
A.S. Fauci, "The human immunodeficiency
virus: Infectivity and mechanisms of pathogenesis," Science,
239(4840):617-22, 1988. |
1,046 |
1,154 |
115 |
| 4 |
A.S. Fauci, "Multifactorial nature of human
immunodeficiency virus disease: Implications for therapy," Science,
262(5136):1011-8, 1993. |
224 |
418 |
105 |
SOURCE: Personal
Citation Report, 1981-1997
* citations reported with original interview |
|
How would you
evaluate the strategies for fighting HIV disease?
Fauci: Among the numerous
strategies, the one that must pervade everything is suppression of the virus. There is
also immunological enhancement and expansion of the T-cell repertoire by IL-2. That really
should only be done within the context of an antiviral so that any induction of expression
of the virus by IL-2 would be blunted by the antiviral. So I would never recommend that
type of immune-enhancing or repertoire-expanding approach without concomitantly having an
antiviral on board. But having said that, look at the different categorizations: there's
expansion of T-cell repertoire by IL-2, there's direct antiretrovirals like protease
inhibitors and the reverse transcriptase inhibitors. Then there are other approaches that
have been more controversial, such as vaccinating somebody who is already infected. As you
know, there is considerable discussion as to whether or not such a procedure is even
relevant. My intuition is that it isn't, but, being a scientist, I will remain open and
see what the data show.
How do you think
AIDS has changed the drug approval process in the United States? Some worry that the
values of the scientific method are being sacrificed to fast-track drugs.
Fauci: It's a controversial
subject. I don't think one can say it is cut and dried. Because of the compelling nature
of the epidemic and because we had no really good drugs available early in the epidemic,
the activist community played a major role in raising consciousness of the need to have
constituencies empowered to choose whether they want to take a chance of having a drug
available to them that has not yet been proven by the classic seven-year method. Many
patients said, "I don't have seven years. I may have one or two years, so I would
like to make the decision that I would be willing to take the chance." That sentiment
was the underpinning of the shift in philosophy for rapid approval and early availability,
parallel track, and expanded availability of drugs. All of these things really fall under
the rubric of getting the drugs out more quickly than we ordinarily did.
Now, if you do that without compromising the science of the trial that would
definitively determine if the drug worked, then that's fine. One of the difficulties you
run into is once a drug becomes widely available, it becomes difficult to do the type of
trial that would definitively get the answer, because people won't want to be in a trial.
They'll say, "I'll take my chance with the drug. Why do I, the patient, want to
determine if this works versus that one?" When people are desperate, it gets very
disordered. And consequently, people have argued that this has paradoxically slowed down
the progress. I'm not so sure that is entirely correct. I think that if expanded access is
done correctly within the context of ongoing clinical trials, then you can still get the
solid scientific answers at the same time that you make the drug available to people who
otherwise would not be qualified for the trial. That was what I put forward as a proponent
of parallel-track expanded access. From the government side, I was the one who was pushing
that.
How does parallel
track work?
Fauci: You preserve the
integrity of the clinical trial process but you make the drug available to people who
wouldn't be able to get into a trial because of the advancement of their disease. That
way, you're not detouring people on the way to the trial; you're just making something
available to them at the same time that you are conducting a trial.
Are there
particular directions in HIV research that you think will earn generous funding?
Fauci: Right now it's clear
that understanding pathogenesis is key, and there is much more of a tilt towards
understanding basic pathogenic mechanisms. Something you may not appreciate is that when
Congress earmarks money, they can mandate directly in the language of the bill the type of
studies that will be sponsored. Early on, we were mandated by Congress to put a lot of
money into clinical trials because the constituencies felt they wanted to get access to
these experimental drugs. Less attention than I wanted to see at the time was spent on
basic fundamental research on pathogenesis. Now everyone is getting religion--everyone
wants basic research on pathogenesis. But back in the mid-and late 1980s when I was
testifying before Congress about the importance of doing fundamental research on
pathogenesis, people were not looking on that with a very sympathetic eye. And now it has
come full circle. Everyone is talking about pathogenesis.
And, finally, can
you tell us about your future plans?
Fauci: My future is that I am
totally committed to getting the answers to this AIDS problem. I am going to stick it out
until we do. Maybe that's unrealistic. It may take more years than I have. I think we are
going in the right direction in research now, such that I would be surprised if we do not
have tangible improvements in the management of HIV-infected people and tangible advances
in understanding pathogenesis in the next few years--to the point where we will have some
solid strategies and solid projects implemented for the development of a vaccine and for
combination drugs.
Do you think a cure
is more likely, or a therapy that renders HIV a non-lethal, non-disabling chronic illness?
Fauci: I don't think there
will be a cure, based on my experience with this virus and its ability to integrate and
stay within the genome of a cell. I never say never. But I'm not expecting a cure. I'm
expecting that we will have a combination of drugs that will render many people to be the
functional equivalent of long-term non-progressors, so that you suppress the virus and
they do fine. I also think that when we fine-tune the immunological reconstitution by
expanding repertoires with IL-2 that we may be able to maintain people at 400-500 T-4
cells--much more stable than a precarious level around 200 T-4 cells. If you keep people
at that stable level and suppress the virus, who knows how long you can keep them going?
So when I discuss what I'm looking forward to, I'm not talking about walking out of here
with a cure and a vaccine; I'm talking about having things under much better control than
we have them right now.
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